Leung Shen
沈良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leung Shen (沈良), a licensed former licensee with CE reference ALF003. This person has 9.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-17 | 2022-03-01 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-17 | 2022-03-01 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2021-02-17 | 2022-03-01 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-16 | 2020-11-30 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-16 | 2020-11-30 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-06-16 | 2020-11-30 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-09 | 2019-01-31 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-09 | 2019-01-31 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2016-11-09 | 2019-01-31 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-01 | 2016-11-09 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-01 | 2016-11-09 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-06-01 | 2016-11-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-08-12 | 2011-09-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-14 | 2011-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-30 | 2005-11-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-08-30 | 2005-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leung Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.