Nim Cho Lo
羅念祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Cho Lo (羅念祖), a licensed former licensee with CE reference AKI447. This person has 18.5 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MizMaa Ventures Limited |
RO | Type 1 - Dealing in securities | 2016-06-02 | 2022-10-31 |
| MizMaa Ventures Limited |
RO | Type 4 - Advising on securities | 2016-06-02 | 2022-10-31 |
| MizMaa Ventures Limited |
RO | Type 9 - Asset management | 2015-01-15 | 2022-10-31 |
| Serica Partners Limited 博望資本有限公司 |
RO | Type 9 - Asset management | 2014-08-22 | 2015-01-15 |
| Serica Partners Limited 博望資本有限公司 |
Rep | Type 9 - Asset management | 2009-02-26 | 2014-08-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-06 | 2009-01-22 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Nim Cho Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chin Leung Lee | Serica Partners Limited | 2009–2015 |
| Catherine Kar Cheung Leung | MizMaa Ventures Limited | 2016–2022 |
| Horace Yiu Keung Hung | MizMaa Ventures Limited | 2015–2020 |
| Yi Ding Chen | Serica Partners Limited | 2009–2014 |
| Benjamin Robert Miller | Serica Partners Limited | 2009–2014 |
| Shuting Yang | MizMaa Ventures Limited | 2017–2020 |
| Robert Michael Wood | Serica Partners Limited | 2013–2014 |