Katherine Bei Li
李蓓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Bei Li (李蓓), a licensed Responsible Officer with CE reference AJO552. Currently licensed at 1 firm(s): Antarctica Asset Management (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Antarctica Asset Management (Asia) Limited | RO | Type 1 - Dealing in securities | 2023-04-24 | present |
| Antarctica Asset Management (Asia) Limited | RO | Type 4 - Advising on securities | 2022-10-25 | present |
| Antarctica Asset Management (Asia) Limited | RO | Type 9 - Asset management | 2022-10-25 | present |
| Antarctica Asset Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2022-09-19 | 2022-10-25 |
| Antarctica Asset Management (Asia) Limited | Rep | Type 9 - Asset management | 2022-09-19 | 2022-10-25 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-27 | 2022-03-28 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-08 | 2022-03-28 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 1 - Dealing in securities | 2021-10-08 | 2022-03-28 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-10-08 | 2022-03-28 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
RO | Type 4 - Advising on securities | 2021-10-08 | 2022-03-28 |
| Value Partners Limited 惠理基金管理公司 |
RO | Type 4 - Advising on securities | 2021-10-08 | 2022-03-28 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-08 | 2022-03-28 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-29 | 2021-10-08 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 - Dealing in securities | 2021-07-29 | 2021-10-08 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-29 | 2021-10-08 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-29 | 2021-10-08 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 - Advising on securities | 2021-07-29 | 2021-10-08 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 - Asset management | 2021-07-29 | 2022-03-28 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 - Asset management | 2021-07-29 | 2022-03-28 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-29 | 2021-10-08 |
| JD Asset Management Hong Kong Limited 京東資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2019-08-26 | 2020-12-21 |
| JD Asset Management Hong Kong Limited 京東資產管理香港有限公司 |
RO | Type 9 - Asset management | 2019-08-26 | 2020-12-21 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-09-22 | 2017-04-10 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-09-22 | 2017-04-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-02 | 2012-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-02 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-05-02 | 2012-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-05-02 | 2010-12-06 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-04-14 | 2007-03-30 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2005-04-14 | 2007-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-25 | 2007-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Bei Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.