Pui Ying Shih
施佩瑛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ying Shih (施佩瑛), a licensed former licensee with CE reference AJL962. This person has 16.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-23 | 2023-01-13 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-23 | 2023-01-13 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 - Asset management | 2021-11-26 | 2023-01-13 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-24 | 2021-11-01 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-20 | 2014-08-08 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-12-20 | 2014-08-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-28 | 2011-11-23 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-28 | 2011-11-23 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2011-07-28 | 2011-11-23 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-04-27 | 2010-10-18 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-23 | 2010-10-18 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2004-02-23 | 2010-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ying Shih during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.