Alan Chi Hang Kwong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Chi Hang Kwong, a licensed Representative with CE reference AJK662. Currently licensed at 1 firm(s): Aspex Management (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 22.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspex Management (HK) Limited | Rep | Type 9 - Asset management | 2021-11-05 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2016-05-16 | 2021-09-30 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2016-05-16 | 2021-09-30 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2016-05-16 | 2021-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-05 | 2016-05-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-05 | 2016-05-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-05 | 2016-05-16 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2013-07-24 | 2015-02-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2015-02-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2007-10-26 | 2015-02-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-07-15 | 2010-12-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2005-07-15 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-26 | 2015-02-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-01-26 | 2013-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Chi Hang Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.