Jing Chen
陳靖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing Chen (陳靖), a licensed former licensee with CE reference AJH990. This person has 4.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2014-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2006-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-01-10 | 2005-04-22 |