Imran Sooleman Dadabhoy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Imran Sooleman Dadabhoy, a licensed former licensee with CE reference AJH414. This person has 2.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-04 | 2010-05-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-16 | 2010-05-21 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-11-16 | 2010-05-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-16 | 2010-05-21 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-16 | 2010-02-19 |
| Deephaven Asia Limited | RO | Type 4 - Advising on securities | 2005-06-14 | 2006-03-22 |
| Deephaven Asia Limited | RO | Type 9 - Asset management | 2005-06-14 | 2006-03-22 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-09 | 2005-03-09 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-09 | 2005-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Imran Sooleman Dadabhoy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.