Ming Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Li (李銘), a licensed Responsible Officer with CE reference AJH024. Currently licensed at 1 firm(s): Yu Ming Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 21.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2009-02-25 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-02-25 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-14 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 9 - Asset management | 2009-01-14 | present |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-14 | 2009-02-25 |
| Yu Ming Investment Management Limited 禹銘投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-01-14 | 2009-02-25 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-22 | 2007-10-08 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-12-22 | 2007-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.