Oi Yan Lee

李靄恩
CE No. AIZ414 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Yan Lee (李靄恩), a licensed former licensee with CE reference AIZ414. This person has 2.0 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2005-05-27 2005-06-13
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2005-05-27 2005-06-13
Daewoo Securities (Hong Kong) Limited
大宇證券(香港)有限公司
Rep Type 1 - Dealing in securities 2003-07-02 2005-05-26

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Oi Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kyung Young Lee Daewoo Securities (Hong Kong) Limited 2003–2005
Yu Sung Oh Daewoo Securities (Hong Kong) Limited 2003–2005
Hyo Joon Ahn Daewoo Securities (Hong Kong) Limited 2003–2005
Jong Son Kim Daewoo Securities (Hong Kong) Limited 2003–2005
Jong Jin Lee Daewoo Securities (Hong Kong) Limited 2003–2005
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