Chi Yu Jessie Chiu
趙梓如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yu Jessie Chiu (趙梓如), a licensed former licensee with CE reference AIY536. This person has 11.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-20 | 2016-05-03 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-20 | 2016-05-03 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2014-03-20 | 2016-05-03 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-27 | 2014-02-10 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-10-16 | 2014-02-10 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-15 | 2014-02-10 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2007-02-27 | 2009-08-31 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-28 | 2006-01-10 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-13 | 2004-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yu Jessie Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.