Hei Lei
李曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Lei (李曦), a licensed former licensee with CE reference AIY110. This person has 15.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-29 | 2019-03-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-20 | 2014-12-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-20 | 2014-12-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-15 | 2013-04-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-18 | 2013-04-10 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-18 | 2009-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hei Lei during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.