Nam Wa Pang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nam Wa Pang (彭南華), a licensed Representative with CE reference AIX139. Currently licensed at 1 firm(s): BOCOM MPF & Financial Services Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-01 | present |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-01 | present |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-11-12 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2012-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nam Wa Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.