Siu Kei Li
李紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kei Li (李紹基), a licensed former licensee with CE reference AIR226. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-25 | 2020-05-27 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 4 — Advising on securities | 2012-06-25 | 2020-05-27 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-17 | 2012-10-26 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
RO | Type 4 — Advising on securities | 2005-01-17 | 2012-10-26 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-17 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-17 |