Kwok Leung Ching
程國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Ching (程國樑), a licensed former licensee with CE reference AIX142. This person has 15.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Cube Limited 富方投資平台有限公司 |
RO | Type 1 - Dealing in securities | 2015-03-19 | 2019-04-09 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-25 | 2015-01-15 |
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
RO | Type 4 - Advising on securities | 2012-06-25 | 2015-01-15 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
RO | Type 1 - Dealing in securities | 2005-01-17 | 2012-10-26 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
RO | Type 4 - Advising on securities | 2005-01-17 | 2012-10-26 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-17 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Leung Ching during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.