Tat Yuen Lee
李達源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Yuen Lee (李達源), a licensed former licensee with CE reference AIV808. This person has 2.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-07 | 2007-06-23 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-31 | 2006-01-04 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-30 | 2003-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Yuen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.