Ronald Brien Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Brien Thompson, a licensed Responsible Officer with CE reference AIU800. Currently licensed at 1 firm(s): Alvarez & Marsal Corporate Finance Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 7.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-09 | present |
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 |
RO | Type 4 - Advising on securities | 2023-06-09 | present |
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-03-10 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-17 | 2005-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Brien Thompson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.