Shan Li
李山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Li (李山), a licensed former licensee with CE reference ACN141. This person has 4.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silk Road Finance Asia Limited | RO | Type 9 - Asset management | 2017-06-02 | 2019-06-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2004-11-03 | 2005-11-01 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-11-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-11-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-11-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Zuo Xiang | Silk Road Finance Asia Limited | 2017–2018 |
| Brian Ying Yiu Fu | Silk Road Finance Asia Limited | 2017–2018 |
| Sin Man Wong | Silk Road Finance Asia Limited | 2017–2018 |
| Alfred Hing Chung Pang | BOCI Asia Limited | 2004–2005 |
| Arthur Cheng | BOCI Asia Limited | 2003–2005 |
| Chung Ho Man | BOCI Asia Limited | 2003–2005 |
| Zhimin Wen | BOCI Asia Limited | 2003–2005 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2003–2005 |
| Tsz Kwan Chan | BOCI Asia Limited | 2003–2005 |
| Terence Mun Chung Chow | BOCI Asia Limited | 2003–2005 |
| Rowena See Wai Ng | BOCI Asia Limited | 2003–2005 |
| Eric Kai Lap Wong | BOCI Asia Limited | 2003–2005 |
| Qimeng Sun | BOCI Asia Limited | 2003–2005 |
| Kuangyu Cao | BOCI Asia Limited | 2003–2005 |
| Benson Wong | BOCI Asia Limited | 2004–2005 |
| Ka Man Leung | BOCI Asia Limited | 2004–2005 |
| Li Tian | BOCI Asia Limited | 2003–2004 |
| Songjun Tan | BOCI Asia Limited | 2004–2005 |
| Yin Chian Teo | Silk Road Finance Asia Limited | 2017–2018 |
| Xiaohui Yan | BOCI Asia Limited | 2003–2005 |