Bernhard Kuan
關弘毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernhard Kuan (關弘毅), a licensed former licensee with CE reference AIU443. This person has 15.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-03 | 2019-01-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-03 | 2018-01-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-10-19 | 2014-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-31 | 2014-02-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-09-15 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-09-10 | 2014-02-08 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 - Asset management | 2004-06-05 | 2004-09-06 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-12 | 2004-09-06 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-14 | 2004-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bernhard Kuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.