Kwok Ho Lo
盧國濠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ho Lo (盧國濠), a licensed former licensee with CE reference AHU175. This person has 6.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-31 | 2009-09-30 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-03-31 | 2009-09-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-29 | 2005-03-31 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-29 | 2005-03-31 |
| iTTa Capital Limited 意達資本有限公司 |
RO | Type 4 - Advising on securities | 2003-05-29 | 2004-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ho Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.