Wendy Wing Chi Law
羅穎芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wing Chi Law (羅穎芝), a licensed former licensee with CE reference AHS272. This person has 2.2 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |