Thomas Chi Yin Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chi Yin Lau (劉志賢), a licensed Responsible Officer with CE reference AHP755. Currently licensed at 1 firm(s): United Gain Investment Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 4 - Advising on securities | 2021-10-11 | present |
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 9 - Asset management | 2021-10-11 | present |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-01-23 | 2021-08-31 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 9 - Asset management | 2006-01-23 | 2021-08-31 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-01 | 2005-04-01 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 4 - Advising on securities | 2005-03-31 | 2021-08-31 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-31 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Chi Yin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Maurice Wai Man Lee | Jolmo Capital Limited | 2005–2021 |
| Chi Yiu Lau | United Gain Investment Limited | 2021–present |
| Scott Kin Chung Tsoi | United Gain Investment Limited | 2021–present |
| Anna Wai Kwan Wong | Jolmo Capital Limited | 2013–2017 |
| Kevin Chung Kiu Shum | Jolmo Capital Limited | 2006–2007 |
| Raymond Siu Yuen Cheung | Cypress International Investment Advisors Limited | 2003–2005 |
| Chor Wah Richard Lum | United Gain Investment Limited | 2021 |