Sau Wai Hui

許秀慧
CE No. AHL956 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wai Hui (許秀慧), a licensed former licensee with CE reference AHL956. This person has 20.5 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Funderstone Futures Limited Rep Type 2 - Dealing in futures contracts 2004-09-01 2023-09-29
Funderstone Securities Limited Rep Type 1 - Dealing in securities Pre-2003 2023-09-29
Funderstone Securities Limited Rep Type 4 - Advising on securities Pre-2003 2004-08-27
Funderstone Securities Limited Rep Type 6 - Advising on corporate finance Pre-2003 2004-08-27
Funderstone Securities Limited Rep Type 9 - Asset management Pre-2003 2004-08-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Wai Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Isaac Sofaer Funderstone Securities Limited 2003–2023
Man Chi Cheng Funderstone Securities Limited 2003–2023
Elki Tze Ling Ng Funderstone Securities Limited 2003–2023
Hay Chow Pong Funderstone Securities Limited 2003–2023
Clive Derek Conway Louis Rigby Funderstone Securities Limited 2003–2023
Marian Schneps Funderstone Securities Limited 2003–2023
John Lawrence Sigerson Funderstone Securities Limited 2003–2023
Christopher Leo Ozorio Funderstone Securities Limited 2003–2022
Che Cheung Ko Funderstone Futures Limited 2004–2023
Lai Ming Yip Funderstone Futures Limited 2005–2023
Wai Nim Cheuk Funderstone Securities Limited 2006–2023
Miu Seung Wu Funderstone Securities Limited 2003–2016
Yan Kit Lau Funderstone Futures Limited 2008–2023
Ka Wai Wong Funderstone Securities Limited 2003–2017
Kar Leung Poon Funderstone Securities Limited 2003–2014
Yuen Man Wong Funderstone Securities Limited 2003–2016
Mo Ling Sigerson Funderstone Securities Limited 2003–2013
Yiu Ming Pin Funderstone Securities Limited 2003–2015
Shun Keung Shea Funderstone Securities Limited 2003–2013
Sanjiv Singh Funderstone Securities Limited 2003–2015

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