Liang Sin Wee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang Sin Wee, a licensed former licensee with CE reference AHK048. This person has 1.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-26 | 2020-03-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-26 | 2020-03-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-30 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-30 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-30 |