Zhigang Wu
吳志剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhigang Wu (吳志剛), a licensed former licensee with CE reference AHK042. This person has 6.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTN Financial Asia Limited | Rep | Type 1 - Dealing in securities | 2009-08-05 | 2010-03-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2008-12-16 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-26 | 2008-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-06-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-06-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhigang Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Edward Kisber | FTN Financial Asia Limited | 2009–2010 |
| Ping Lee | FTN Financial Asia Limited | 2009–2010 |
| Stephen Vincent Mc Guire | FTN Financial Asia Limited | 2009–2010 |
| Chia Chi Pohl Han | FTN Financial Asia Limited | 2009–2010 |
| Stephen Keith Valadie | FTN Financial Asia Limited | 2009–2010 |
| Jian Zhao | FTN Financial Asia Limited | 2009–2010 |
| Yiru Hu | FTN Financial Asia Limited | 2009 |