Amy Pui Ming Lai
黎沛明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Pui Ming Lai (黎沛明), a licensed former licensee with CE reference AHG510. This person has 8.4 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-04-10 | 2011-11-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-08-08 | 2011-11-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-08-08 | 2011-11-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-08-01 | 2011-11-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-08-01 | 2011-11-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-08-01 | 2011-11-14 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-27 | 2005-04-29 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-29 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Amy Pui Ming Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.