Hoi Fung Chan

陳凱豐
CE No. AHC593 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Fung Chan (陳凱豐), a licensed former licensee with CE reference AHC593. This person has 2.5 years of SFC licence history. Total licence records on file: 7.

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Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2009-03-09 2010-09-10
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2009-03-09 2010-09-10
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts 2009-03-09 2010-09-10
CAIIS Limited Rep Type 4 - Advising on securities 2003-09-04 2004-05-03
HSBC Trinkaus Investment Management Limited Rep Type 4 - Advising on securities Pre-2003 2003-07-31
HSBC Trinkaus Investment Management Limited Rep Type 6 - Advising on corporate finance Pre-2003 2003-07-31
HSBC Trinkaus Investment Management Limited Rep Type 9 - Asset management Pre-2003 2003-07-31

Worked alongside

The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Fung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Francis Giles CAIIS Limited 2003–2004
Nana Tung Lui Lam CAIIS Limited 2003–2004
Winnie Wai Chau Ng CAIIS Limited 2003–2004
Pui Sze Kwan CAIIS Limited 2003–2004
Maggie Yuk Yee Wong CAIIS Limited 2003–2004
Audrey Ai Wei Zau HSBC Trinkaus Investment Management Limited 2003
Ivy Sai Ying Lam HSBC Trinkaus Investment Management Limited 2003
Yee Har Leung HSBC Trinkaus Investment Management Limited 2003
Madelan Pui Ming Poon HSBC Trinkaus Investment Management Limited 2003
Janet Kar Ming Lau CAIIS Limited 2003–2004
Selina Siu Kam Tsang CAIIS Limited 2003–2004
Timothy Kwok Cheung Lo CAIIS Limited 2004
David Soetjipto Budihardjo HSBC Trinkaus Investment Management Limited 2003
Tsz King Wong CAIIS Limited 2004
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