Yu Wah Lau

劉裕華
CE No. AHA931 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wah Lau (劉裕華), a licensed former licensee with CE reference AHA931. This person has 2.8 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Henik Securities Limited
恒億證券有限公司
Rep Type 1 - Dealing in securities 2005-07-05 2006-05-12
AIA Wealth Management Company Limited
友邦財富管理有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-12-03
AIA Wealth Management Company Limited
友邦財富管理有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-03-10
AIA Wealth Management Company Limited
友邦財富管理有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-06-05
AIA Wealth Management Company Limited
友邦財富管理有限公司
Rep Type 9 - Asset management Pre-2003 2004-12-03

Worked alongside

The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Wah Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yui Cheong Yeung Henik Securities Limited 2005–2006
Po Ping Chu Henik Securities Limited 2005–2006
Wai Yin Hah Henik Securities Limited 2005–2006
Bruce Chung Ming Hui Henik Securities Limited 2005–2006
Wai Ngor Lee Henik Securities Limited 2005–2006
Dora Tsz Wai Li Henik Securities Limited 2005–2006
Alice Ka Lee Lau Henik Securities Limited 2005–2006
Mee Lin Wan Henik Securities Limited 2005–2006
Chun Wah Wong Henik Securities Limited 2005–2006
Yee Chor Wong Henik Securities Limited 2005–2006
Hoi Fai Chong Henik Securities Limited 2005–2006
Kong Keung Lee Henik Securities Limited 2005–2006
Kevin Wai Yin Lee Henik Securities Limited 2005–2006
Yin Ni Li Henik Securities Limited 2005–2006
Chun Chung Wong Henik Securities Limited 2005–2006

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