Raymond Yiu Yue Chan
陳耀宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Yiu Yue Chan (陳耀宇), a licensed Responsible Officer with CE reference AHA800. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 22.7 years of SFC licence history. Total licence records on file: 7.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2017-12-19 | present |
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2017-12-19 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-05 | 2017-12-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-02-16 | 2017-12-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-25 |