Chi Sum Poon
潘智森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Sum Poon (潘智森), a licensed former licensee with CE reference AGO382. This person has 19.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-16 | 2025-06-23 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-16 | 2025-06-23 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-03 | 2015-04-23 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-22 | 2015-04-23 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-22 | 2015-04-23 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2008-02-18 | 2011-02-05 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-02-18 | 2011-02-05 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-23 | 2007-10-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-24 | 2007-01-11 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Sum Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.