Young Bum Kwon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Bum Kwon, a licensed former licensee with CE reference AGO217. This person has 1.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-11-19 | 2011-08-01 |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2010-11-19 | 2011-08-01 |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2010-11-19 | 2011-08-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-19 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-19 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-19 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Young Bum Kwon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Eddy Cheng-Chuan Chan | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Xiaoxiang Cai | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Qun Huang | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Sigismund Sung Chi Kwok | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Kwong Ng | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Charles A. M. A. de Clermont Tonnerre | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Ju-Ven Kee | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| David Rhee Timblick | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Ming Shan | Lazard Asia (Hong Kong) Limited | 2011 |
| Sik Lun Lo | Lazard Asia (Hong Kong) Limited | 2011 |
| Cyrus Kapadia | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Peter C Kuo | Lazard Asia (Hong Kong) Limited | 2011 |