Yuk Kuen Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Kuen Lee (李玉娟), a licensed Representative with CE reference AGL365. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 16.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-05-03 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-05-03 | present |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-07 | 2022-01-31 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-07 | 2022-01-31 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2019-10-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2011-10-24 | 2019-10-29 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-10 | 2010-10-03 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-13 | 2007-03-26 |
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-13 | 2007-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Kuen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.