Ka Po Ng
吳家保
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Po Ng (吳家保), a licensed Responsible Officer with CE reference AGK780. Currently licensed at 1 firm(s): Optima Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 23.6 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 |
RO | Type 4 - Advising on securities | 2008-10-15 | present |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-10-15 | present |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-15 | 2024-05-30 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-20 | 2008-10-15 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-20 | 2008-10-15 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-05-23 | 2008-10-15 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-05-19 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-05-19 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-05-19 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2007-05-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Po Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.