James Ferguson Paton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ferguson Paton ( ), a licensed former licensee with CE reference AGJ575. This person has 5.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-28 | 2018-09-06 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-03-28 | 2018-11-19 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-08-19 | 2017-03-28 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 9 - Asset management | 2016-08-19 | 2017-03-28 |
| First Reserve Asia Limited 第一儲備亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-28 | 2015-02-28 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as James Ferguson Paton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Allen Yuhui Gu | First Reserve Asia Limited | 2011–2015 |
| John William Gervase Honeybourne | First Reserve Asia Limited | 2011–2015 |
| Ying Gao | Herald Energy Capital (HK) Limited | 2016–2018 |
| Roger Huang | First Reserve Asia Limited | 2012–2013 |