Allen Yuhui Gu
顧毓輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Yuhui Gu (顧毓輝), a licensed former licensee with CE reference AMJ971. This person has 8.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-08-19 | 2018-09-06 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 9 - Asset management | 2016-08-19 | 2019-01-18 |
| First Reserve Asia Limited 第一儲備亞洲有限公司 |
RO | Type 4 - Advising on securities | 2011-10-28 | 2015-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-02 | 2008-06-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2005-08-26 | 2006-09-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2005-08-26 | 2006-09-09 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Allen Yuhui Gu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| James Ferguson Paton | First Reserve Asia Limited | 2011–2015 |
| John William Gervase Honeybourne | First Reserve Asia Limited | 2011–2015 |
| Ying Gao | Herald Energy Capital (HK) Limited | 2016–2019 |
| Roger Huang | First Reserve Asia Limited | 2012–2013 |