Allen Yuhui Gu
顧毓輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Yuhui Gu (顧毓輝), CE reference AMJ971. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-19 | 2018-09-06 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2016-08-19 | 2019-01-18 |
| First Reserve Asia Limited 第一儲備亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-10-28 | 2015-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-02 | 2008-06-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-08-26 | 2006-09-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-26 | 2006-09-09 |