Herald Energy Capital (HK) Limited
先行能源資本(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herald Energy Capital (HK) Limited (先行能源資本(香港)有限公司), CE reference BHF145. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2016-08-19 | 2018-09-06 |
| Type 9 — Asset management | 2016-08-19 | 2019-11-13 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ying Gao 高莹 | RO 9 | 2016-08 | 2019-03 |
| Allen Yuhui Gu 顧毓輝 | RO 4, 9 | 2016-08 | 2019-01 |
| James Ferguson Paton | RO 4, 9 Rep 4, 9 | 2016-08 | 2018-11 |
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