Yu Yin Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Yin Wong (黃汝賢), a licensed Representative with CE reference AGI949. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 9.4 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-05 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-03-05 | present |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-13 | 2019-09-23 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-09-06 | 2019-09-23 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
RO | Type 9 - Asset management | 2017-09-06 | 2019-09-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-10 | 2017-07-08 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-10 | 2017-07-08 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2013-03-28 | 2013-08-02 |
| iBest Consultants Limited | Rep | Type 2 - Dealing in futures contracts | 2013-03-28 | 2013-08-02 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2013-03-28 | 2013-08-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-12 | 2012-03-20 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-08-25 | 2009-11-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-26 | 2009-11-24 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
RO | Type 9 - Asset management | 2005-06-16 | 2005-07-22 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2003-06-11 | 2004-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Yin Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.