Nelly Szu Chia Pai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelly Szu Chia Pai (白思佳), a licensed Responsible Officer with CE reference AGH243. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 16.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2012-09-14 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-01-13 | 2012-09-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-01-13 | 2012-09-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-01-13 | 2012-09-14 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-30 | 2006-05-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nelly Szu Chia Pai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.