Ka Ming Chu
朱家銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Chu (朱家銘), a licensed Responsible Officer with CE reference AGE547. Currently licensed at 1 firm(s): Soo Pui Chen Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-21 | present |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-21 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ming Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Simon Shiu Cheung Soo | Soo Pui Chen Securities Limited | 2005–present |
| Pik Yu Kwok | Soo Pui Chen Securities Limited | 2008–present |
| Hung Kin Soo | Soo Pui Chen Securities Limited | 2009–2018 |
| Katherine King Wai Ip Yuen | Soo Pui Chen Securities Limited | 2018–2023 |
| Miranda Kai Hang Lee | Soo Pui Chen Securities Limited | 2023–present |
| Kin Hung Tam | Soo Pui Chen Securities Limited | 2023–2025 |
| Hung Sham Soo | Soo Pui Chen & Company | 2003–2005 |