Todd Mathew Prado
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Todd Mathew Prado, a licensed former licensee with CE reference AGC671. This person has 12.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-10-06 | 2016-01-12 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-10-06 | 2016-01-12 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2011-06-04 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2011-06-04 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-08 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Todd Mathew Prado during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.