Chi Wang Kwan
關子宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wang Kwan (關子宏), a licensed former licensee with CE reference AGB717. This person has 15.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-10 | 2024-01-08 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-05-16 | 2024-01-08 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 - Asset management | 2012-05-16 | 2024-01-08 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-03 | 2012-05-16 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-01-03 | 2012-05-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-04 | 2012-01-02 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-04 | 2012-01-02 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-04-04 | 2012-01-02 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2011-04-04 | 2012-01-02 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 - Asset management | 2007-03-20 | 2007-09-18 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-14 |
| First State (Hong Kong) LLC | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-05-14 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-05-14 |
| First State (Hong Kong) LLC | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-05-14 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-15 |
| First State (Hong Kong) LLC | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-15 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-05-14 |
| First State (Hong Kong) LLC | Rep | Type 9 - Asset management | Pre-2003 | 2005-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wang Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.