Tak Kwong Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Kwong Lee (李德光), a licensed Representative with CE reference AFZ696. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.0 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-02-17 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-24 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-20 | 2004-12-22 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-20 | 2004-12-22 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-24 | 2004-01-20 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Kwong Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuen Kwan Ko | Victory Securities Company Limited | 2003–2004 |
| Lo Ming Kwok | Victory Securities Company Limited | 2003–2004 |
| Yok Bor Ng | Victory Securities Company Limited | 2003–2004 |
| Sai Chun Wong | Victory Securities Company Limited | 2003–2004 |
| Wan Yu Yau | Victory Securities Company Limited | 2003–2004 |
| Andy Tak Kuen Yeung | Victory Securities Company Limited | 2003–2004 |
| Lai Fan Cheung | Victory Securities Company Limited | 2003–2004 |
| Kwok Ping Cheung | Victory Securities Company Limited | 2003–2004 |
| James Hsu | Victory Securities Company Limited | 2003–2004 |
| Luen Kou | Victory Securities Company Limited | 2003–2004 |
| Li Ying Luk | Victory Securities Company Limited | 2003–2004 |
| Shuk Ying She | Victory Securities Company Limited | 2003–2004 |
| Kuen Kou | Victory Securities Company Limited | 2003–2004 |
| Tung Sze | Victory Securities Company Limited | 2003–2004 |
| Tak Tai Kou | Victory Securities Company Limited | 2003–2004 |
| Chun Yam Heung | Victory Securities Company Limited | 2003–2004 |