Sze Wing Tjau
趙詩穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wing Tjau (趙詩穎), a licensed former licensee with CE reference AFO607. This person has 11.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-11 | 2015-12-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-11 | 2015-12-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-11 | 2015-12-30 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-11 | 2015-12-30 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2009-09-30 | 2014-08-23 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2009-05-25 | 2014-08-23 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2007-07-03 | 2014-08-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-09 | 2007-06-01 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2006-07-20 | 2006-11-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-09 | 2006-07-20 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-19 | 2005-05-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-17 | 2003-11-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Wing Tjau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.