Winnie Lai Shan Tang

鄧麗珊
CE No. AFM629 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Lai Shan Tang (鄧麗珊), a licensed former licensee with CE reference AFM629. This person has 3.6 years of SFC licence history. Total licence records on file: 10.

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Licence history

FirmRoleRegulated activityFromTo
Bright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Rep Type 2 - Dealing in futures contracts 2007-06-25 2010-05-09
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 - Dealing in securities 2007-06-06 2010-05-09
Sun Growth Securities Limited
志昇証券有限公司
Rep Type 1 - Dealing in securities 2006-07-10 2007-01-01
Berich Brokerage Limited
百裕證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-05-30
Berich Futures (H.K.) Company Limited
百裕期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2003-05-30
Berich Brokerage Limited
百裕證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-05-30
Berich Futures (H.K.) Company Limited
百裕期貨(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-05-30
Berich Brokerage Limited
百裕證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-05-30
Berich Brokerage Limited
百裕證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-30
Berich Futures (H.K.) Company Limited
百裕期貨(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2003-05-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Lai Shan Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Andy Sun Keung Wai Sun Growth Securities Limited 2006–2007
Wo Hui Lam Berich Futures (H.K.) Company Limited 2003
Winnie Wing Yan Liu Berich Futures (H.K.) Company Limited 2003
Shuk Ling Chan Berich Futures (H.K.) Company Limited 2003
Andy Chi On Li Berich Futures (H.K.) Company Limited 2003
Alice Suk Hing Au Sun Growth Securities Limited 2006–2007
Man Kuen Wong Sun Growth Securities Limited 2006–2007
Tze Pun Wong Sun Growth Securities Limited 2006–2007
Sunny Chi Cheung Chan Sun Growth Securities Limited 2006–2007
Wang To Wu Sun Growth Securities Limited 2006–2007
Stephen Kei Choy Ng Sun Growth Securities Limited 2006–2007
Fung Han Chan Sun Growth Securities Limited 2006–2007
Shiu Wing Kwong Sun Growth Securities Limited 2006–2007
Wing Lun Kao Sun Growth Securities Limited 2006–2007
Yee Tak Lau Sun Growth Securities Limited 2006–2007
Keng Man Lau Sun Growth Securities Limited 2006–2007
Elly Oi Lai Wong Sun Growth Securities Limited 2006–2007
Queendy Ka Ling Wai Sun Growth Securities Limited 2006–2007
Che Bun Yim Sun Growth Securities Limited 2006–2007
Kwok Tai Yip Sun Growth Securities Limited 2006–2007
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