Chuen Shun Ngie
倪傳順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuen Shun Ngie (倪傳順), a licensed Responsible Officer with CE reference AFM599. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 15.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2020-09-17 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-07-14 | 2020-09-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-03-02 | 2020-06-30 |
| Evolution Asia Investments Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-24 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Chuen Shun Ngie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chuck Yin Shin | Evolution Asia Investments Limited | 2003–2004 |
| Apollo Kwok Yan Ip | Evolution Asia Investments Limited | 2003–2004 |
| Twice Sui Lung Chan | Evolution Asia Investments Limited | 2003 |
| David Hon Yee Tsang | Evolution Asia Investments Limited | 2003–2004 |
| Benjamin Wen Jing Wu | Evolution Asia Investments Limited | 2003–2004 |
| Tsz Yee Wu | Evolution Asia Investments Limited | 2003–2004 |