Stuart Rae McCarthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Rae McCarthy, a licensed former licensee with CE reference AFL234. This person has 6.6 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Demeter Asset Management Limited | RO | Type 4 - Advising on securities | 2006-01-06 | 2009-11-12 |
| Demeter Asset Management Limited | RO | Type 9 - Asset management | Pre-2003 | 2009-11-12 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Stuart Rae McCarthy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Gerald Froemke Dennig | Demeter Asset Management Limited | 2003–2009 |
| Jeffrey Ting Pong Kung | Demeter Asset Management Limited | 2005–2008 |
| Tse Fung Lau | Demeter Asset Management Limited | 2007–2009 |
| Shin Yeuan Ow | Demeter Asset Management Limited | 2005–2007 |
| Ka Yee Chau | Demeter Asset Management Limited | 2009 |
| Sai Hou Lam | Demeter Asset Management Limited | 2008–2009 |