Kwok Keung Ng
吳國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung Ng (吳國強), a licensed former licensee with CE reference AFH168. This person has 6.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-05 | 2011-02-21 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-10-05 | 2011-02-21 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-23 | 2009-07-06 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-28 | 2008-11-14 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-28 | 2008-09-09 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-28 | 2008-06-01 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-28 | 2008-06-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2007-12-10 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-12-10 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-08-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-08-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Keung Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.