Ricky Shu Wing Lam
林樹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Shu Wing Lam (林樹榮), a licensed Representative with CE reference AFA583. Currently licensed at 1 firm(s): Hantec Securities Co. Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-01 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-01 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Shu Wing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.