Lai Ngor Chan
陳麗娥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ngor Chan (陳麗娥), a licensed former licensee with CE reference AEZ697. This person has 21.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilson International Capital Limited 滙生國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-12 | 2025-08-08 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-21 | 2025-08-08 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 - Advising on securities | 2021-04-21 | 2025-08-08 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-27 | 2021-04-21 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-08 | 2020-08-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-05 | 2017-11-08 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-05 | 2020-08-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-12 | 2008-05-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-27 | 2008-05-27 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-18 | 2007-07-18 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-04-25 | 2007-06-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-07 | 2007-07-18 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-07 | 2007-07-18 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-30 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-29 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Ngor Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.