Kok Yi Lee
李國宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Yi Lee (李國宜), a licensed Responsible Officer with CE reference AEW883. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Active regulated activities: Type 10 - Providing credit rating services. This person has 19.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RO | Type 10 - Providing credit rating services | 2011-06-01 | present |
| Standard & Poor's, LLC | RO | Type 4 - Advising on securities | 2004-03-22 | 2007-11-30 |
| Standard & Poor's, LLC | RO | Type 5 - Advising on futures contracts | 2004-03-22 | 2005-03-30 |
| Standard & Poor's, LLC | Rep | Type 4 - Advising on securities | 2003-05-22 | 2004-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kok Yi Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.