Syn Yee Ooi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Syn Yee Ooi (黃心怡), a licensed Representative with CE reference AEP793. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-18 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-03 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-14 | 2023-12-18 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2016-08-03 | 2016-11-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-03 | 2016-11-14 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-08-03 | 2014-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Syn Yee Ooi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.